全部版块 我的主页
论坛 提问 悬赏 求职 新闻 读书 功能一区 学习笔记1.0
2364 0
2011-04-18
Code of Ethics1. Act with integrity, competence, diligence, respect, and in ethical manner with the public, clients, prospective clients, employers, employees, colleagues in the investment profession, and other participants in the global capital markets.
2. Place the integrity of the investment profession and the interests of clients above their own personal interests.
3. Use reasonable care and exercise independent professional judgment when conducting investment analysis, making investment recommendations, taking investment actions, and engaging in other professional activities.
4. Practice and encourage others to practice in a professional and ethical manner that will reflect credit on themselves and the profession.
5. Promote the integrity of, and uphold the rules governing, capital markets.
6. Maintain and improve their professional competence and strive to maintain and improve the competence of other investment professionals.

The standards of professional conduct
1. professionalism
2. integrity of capital markets
3. duties to clients
4. duties to employers
5. investment analysis, recommendations, and actions
6. conflicts of interest
7. responsibilities as a CFA Institute Member or CFA Candidate
二维码

扫码加我 拉你入群

请注明:姓名-公司-职位

以便审核进群资格,未注明则拒绝

相关推荐
栏目导航
热门文章
推荐文章

说点什么

分享

扫码加好友,拉您进群
各岗位、行业、专业交流群