CFA一级知识点总结
Ethics
部分Objective of codes and standard：永远是为了maintain public trust in
Financial market
Investment profession
6个code of ethics
Code 1
—ethics and
pertinent d persons
Code 2
---primacy of client
’s interest
Integrity with
investment
profession
客户利益高于自身利益
Code 3
---reasonable and independent
必须注意reasonable care
必须exercise independent professional judgment---必须独立判断！
Code 4
---ethical culture in the profession
不但自己要practice， 而且要鼓励别人practice
—不仅仅是自己一个人去做， 要所有人共同去做
Code 5---
ethnical cultur ...