我记得当时有8个问题,我第一次全部选NO,结果不让我通过,然后我就选了第三个回答为YES,就通过了,结果现在协会给我发邮件说不能通过我的报名,我钱都交了好几周了,现在再退给我,说有问题就去上诉他们,我都疯了
这个是问题,我貌似选的C吧,忘了具体的了,就记得全部选NO不让通过我才挑了一个选YES的。。。
3. Prohibitions and Restrictions: In the last five years, has a regulatory organization or judicial court denied you trading privileges or prevented you from:
(a) Trading on a securities or contract market, OR
(b) Acting as a person required to be registered under a law or regulation, OR
(c) Acting as an affiliated person or employee of a financial services institution?