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2014CFA课程考点介绍分享之R6【资产管理者的职业操守行为】
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Asset Manager Code of Professional Conduct
(资产管理者的职业操守行为)
Code of Ethics and Standards of Professional Conduct
Apply to individual conduct.
Asset Manager Code of Professional Conduct
Apply to firms level.
Set minimum ethical standards for providing asset management services, it allows flexibility (i.e., additional provisions) for asset managers of various sizes and structures to develop the particular policies and procedures to implement the Code.

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