| Q# | Topic | Max Pts | <=50% | 51%-70% | >70% |
| - | Alternative Assets | 12 | - | - | * |
| - | Derivatives | 12 | - | - | * |
| - | Economics | 24 | - | * | - |
| - | Equity Analysis | 24 | - | - | * |
| - | Ethical & Professional Stnds. | 36 | - | - | * |
| - | Financial Statement Analysis | 68 | - | - | * |
| - | Fixed Income Analysis | 24 | - | - | * |
| - | General Portfolio Management | 12 | - | - | * |
| - | Quantitative Analysis | 28 | - | - | * |
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