10-D Periodic Distribution Report by anAsset-Backed Issuer
10-K Annual Report – Form 10-K.
10-Q Quarterly Report – Form 10-Q.
11-K Annual Report of an Employee Stock Purchase, Savings or Similar Plan –Form 11-K.
13F-HR Quarterly Holdings or Combination Report by an Institutional MoneyManager – Form 13F.
144 Notice of Proposed Sale of Securities – Form 144.
15-12G Certification of Termination of Registration of a Class of Securities –Form 15.
18-K Annual Report of a Foreign Government or Political Subdivision – Form18-K.
20-F Annual Report of a Foreign Private Issuer – Form 20-F.
24F-2NT Annual Notice of Securities Sold by an Investment Company – Form 24F-2.
3 Initial Statement of Beneficial Ownership of Securities – Form 3.
4 Statement of Change in Beneficial Ownership of Securities – Form 4.
40-17G Fidelity Bond of a Management Investment Company – Rule 17g-1.
40-APP Application for an Order other than those Reviewed by the Office ofInsurance Products – Rule 0-2.
424B2 Prospectus – Rule 424(b)(2).
424B3 Prospectus – Rule 424(b)(3).
424B5 Prospectus – Rule 424(b)(5).
424B7 Prospectus – Rule 424(b)(7).
425 Business-Combination Transaction Communication – Rule 425.
485APOS Post-Effective Amendment.
485BPOS Post-Effective Amendment.
485BXT Post-Effective Amendment to Designate a New Effective Date.
487 Pre-Effective Pricing Amendment.
497 Definitive Material – Rule 497.
497J Certification of No Change in Definitive Material – Rule 497(j).
497K Summary Prospectus of an Open-End Management Investment Company – Rule497(k).
5 Annual Statement of Change in Beneficial Ownership of Securities – Form5.
6-K Report of a Foreign Private Issuer – Form 6-K.
8-A12B Registration of a Class of Securities – Form 8-A.
8-A12G Registration of a Class of Securities – Form 8-A.
8-K Current Report – Form 8-K { Post-8/23/04... Section 1: Business &Operations; 2: Financial Info.; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Reg. FD; 8: Events; 9: Financials –Pre-8/23/04... Item 1: Control; 2:Assets; 3: Bankruptcy; 4: Accountants; 5: Events; 6: Resignations; 7:Financials; 8: Year; 9: Reg. FD; 10: Ethics; 11: Suspension; 12: Results }.
CB Rights/Exchange/Tender Offer Notification/Response – Form CB.
DEF 14A Definitive Proxy Solicitation Material – Schedule 14A.
DEF 14C Definitive Proxy Information Statement – Schedule 14C.
DEFA14A Additional Definitive Proxy Solicitation Material – Schedule 14A.
DEFM14A Definitive Proxy Solicitation Material -- Merger or Acquisition –Schedule 14A.
DSTRBRPT I.B.R.D. (World Bank) Distribution of Obligations Report – Reg. BW Rule3.
F-4 Registration Statement of a Foreign Private Issuer for Securities Issuedin a Business-Combination Transaction
F-6EF Registration of Depositary Shares Evidenced by American DepositaryReceipts (Effective Immediately) – Form F-6.
FWP Free Writing Prospectus – Rule 163/433.
N-2 Registration Statement of a Closed-End Investment Company – Form N-2.
N-30D Annual or Semi-Annual Report Mailed to Shareholders – Rule 30d-1.
N-4 Registration Statement for a Separate Account (Unit Investment Trust) –Form N-4.
N-54C Notice of Withdrawal by a Business Development Company – Form N-54C.
N-8F Application for Deregistration of a Registered Investment Company – FormN-8F.
N-CSR Certified Annual Shareholder Report of a Management Investment Company –Form N-CSR.
N-CSRS Certified Semi-Annual Shareholder Report of a Management InvestmentCompany – Form N-CSR.
N-PX Annual Report of the Proxy Voting Record of a Management InvestmentCompany – Form N-PX.
N-Q Quarterly Schedule of Portfolio Holdings of a Management InvestmentCompany – Form N-Q.
NSAR-A Semi-Annual Report of a Money-Management Company – Form N-SAR.
NT 10-Q Notice of a Late Filing of Form 10-Q or 10-QSB – Form 12b-25.
POS AM Post-Effective Amendment.
PRE 14C Preliminary Proxy Information Statement – Schedule 14C.
PREC14A Preliminary Proxy Solicitation Material -- Contested Solicitation –Schedule 14A.
PRER14A Revised Preliminary Proxy Solicitation Material – Schedule 14A.
RW Registration Withdrawal Request.
S-1 Registration Statement (General Form) – Form S-1.
S-3 Registration Statement for Securities Offered Pursuant to a Transaction– Form S-3.
S-3ASR Automatic Shelf Registration Statement for Securities of a Well-KnownSeasoned Issuer – Form S-3.
S-4 Registration of Securities Issued in a Business-Combination Transaction– Form S-4.
S-6 Registration Statement of a Unit Investment Trust – Form S-6.
S-8 Registration of Securities to be Offered to Employees Pursuant to anEmployee Benefit Plan – Form S-8.
S-8 POS Post-Effective Amendment of an S-8 – Form S-8.
SC 13D General Statement of Beneficial Ownership – Schedule 13D.
SC 13E3 Tender-Offer Statement -- Going-Private Transaction – Schedule 13E-3.
SC 13G Statement of Beneficial Ownership – Schedule 13G.
SC 14D9 Tender-Offer Solicitation/Recommendation Statement – Schedule 14D-9.
SC TO-I Tender-Offer Statement -- Issuer Tender Offer – Schedule TO.
SC TO-T Tender-Offer Statement -- Third-Party Tender Offer – Schedule TO.