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   10-D    Periodic Distribution Report by anAsset-Backed Issuer

   10-K   Annual Report – Form 10-K.

   10-Q   Quarterly Report – Form 10-Q.

   11-K   Annual Report of an Employee Stock Purchase, Savings or Similar Plan –Form 11-K.

   13F-HR   Quarterly Holdings or Combination Report by an Institutional MoneyManager – Form 13F.

   144   Notice of Proposed Sale of Securities – Form 144.

   15-12G   Certification of Termination of Registration of a Class of Securities –Form 15.

   18-K   Annual Report of a Foreign Government or Political Subdivision – Form18-K.

   20-F   Annual Report of a Foreign Private Issuer – Form 20-F.

   24F-2NT   Annual Notice of Securities Sold by an Investment Company – Form 24F-2.

   3   Initial Statement of Beneficial Ownership of Securities – Form 3.

   4   Statement of Change in Beneficial Ownership of Securities – Form 4.

   40-17G   Fidelity Bond of a Management Investment Company – Rule 17g-1.

   40-APP   Application for an Order other than those Reviewed by the Office ofInsurance Products – Rule 0-2.

   424B2   Prospectus – Rule 424(b)(2).

   424B3   Prospectus – Rule 424(b)(3).

   424B5   Prospectus – Rule 424(b)(5).

   424B7   Prospectus – Rule 424(b)(7).

   425   Business-Combination Transaction Communication – Rule 425.

   485APOS   Post-Effective Amendment.

   485BPOS   Post-Effective Amendment.

   485BXT   Post-Effective Amendment to Designate a New Effective Date.

   487   Pre-Effective Pricing Amendment.

   497   Definitive Material – Rule 497.

   497J   Certification of No Change in Definitive Material – Rule 497(j).

   497K   Summary Prospectus of an Open-End Management Investment Company – Rule497(k).

   5   Annual Statement of Change in Beneficial Ownership of Securities – Form5.

   6-K   Report of a Foreign Private Issuer – Form 6-K.

   8-A12B   Registration of a Class of Securities – Form 8-A.

   8-A12G   Registration of a Class of Securities – Form 8-A.

   8-K   Current Report – Form 8-K { Post-8/23/04... Section 1: Business &Operations;  2: Financial Info.;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Reg. FD; 8: Events;  9: Financials –Pre-8/23/04... Item 1: Control;  2:Assets;  3: Bankruptcy;  4: Accountants;  5: Events; 6: Resignations;  7:Financials;  8: Year;  9: Reg. FD; 10: Ethics;  11: Suspension;  12: Results }.

   CB   Rights/Exchange/Tender Offer Notification/Response – Form CB.

   DEF 14A   Definitive Proxy Solicitation Material – Schedule 14A.

   DEF 14C   Definitive Proxy Information Statement – Schedule 14C.

   DEFA14A   Additional Definitive Proxy Solicitation Material – Schedule 14A.

   DEFM14A   Definitive Proxy Solicitation Material -- Merger or Acquisition –Schedule 14A.

   DSTRBRPT   I.B.R.D. (World Bank) Distribution of Obligations Report – Reg. BW Rule3.

   F-4   Registration Statement of a Foreign Private Issuer for Securities Issuedin a Business-Combination Transaction

   F-6EF   Registration of Depositary Shares Evidenced by American DepositaryReceipts (Effective Immediately) – Form F-6.

   FWP   Free Writing Prospectus – Rule 163/433.

   N-2   Registration Statement of a Closed-End Investment Company – Form N-2.

   N-30D   Annual or Semi-Annual Report Mailed to Shareholders – Rule 30d-1.

   N-4   Registration Statement for a Separate Account (Unit Investment Trust) –Form N-4.

   N-54C   Notice of Withdrawal by a Business Development Company – Form N-54C.

   N-8F   Application for Deregistration of a Registered Investment Company – FormN-8F.

   N-CSR   Certified Annual Shareholder Report of a Management Investment Company –Form N-CSR.

   N-CSRS   Certified Semi-Annual Shareholder Report of a Management InvestmentCompany – Form N-CSR.

   N-PX   Annual Report of the Proxy Voting Record of a Management InvestmentCompany – Form N-PX.

   N-Q   Quarterly Schedule of Portfolio Holdings of a Management InvestmentCompany – Form N-Q.

   NSAR-A   Semi-Annual Report of a Money-Management Company – Form N-SAR.

   NT 10-Q   Notice of a Late Filing of Form 10-Q or 10-QSB – Form 12b-25.

   POS AM   Post-Effective Amendment.

   PRE 14C   Preliminary Proxy Information Statement – Schedule 14C.

   PREC14A   Preliminary Proxy Solicitation Material -- Contested Solicitation –Schedule 14A.

   PRER14A   Revised Preliminary Proxy Solicitation Material – Schedule 14A.

   RW   Registration Withdrawal Request.

   S-1   Registration Statement (General Form) – Form S-1.

   S-3   Registration Statement for Securities Offered Pursuant to a Transaction– Form S-3.

   S-3ASR   Automatic Shelf Registration Statement for Securities of a Well-KnownSeasoned Issuer – Form S-3.

   S-4   Registration of Securities Issued in a Business-Combination Transaction– Form S-4.

   S-6   Registration Statement of a Unit Investment Trust – Form S-6.

   S-8   Registration of Securities to be Offered to Employees Pursuant to anEmployee Benefit Plan – Form S-8.

   S-8 POS   Post-Effective Amendment of an S-8 – Form S-8.

   SC 13D   General Statement of Beneficial Ownership – Schedule 13D.

   SC 13E3   Tender-Offer Statement -- Going-Private Transaction – Schedule 13E-3.

   SC 13G   Statement of Beneficial Ownership – Schedule 13G.

   SC 14D9   Tender-Offer Solicitation/Recommendation Statement – Schedule 14D-9.

   SC TO-I   Tender-Offer Statement -- Issuer Tender Offer – Schedule TO.

   SC TO-T   Tender-Offer Statement -- Third-Party Tender Offer – Schedule TO.


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2014-4-13 11:35:23
Google 可翻译一下,自己再做调整吧
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