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2015-09-23

关于道德部分,一直是CFA考试的重点部分。作为一位为投企工作的职业经理人,该如何用标准的道德操守,如何周旋在前雇主和现雇主之间?CFA小编特别分享一篇关于道德标准的题目,有时间可以尝试做一下:

Question:

Bart Wiley,CFA,agreed in writing with his former employer not to solicit former clients for a period of one year after his termination. After he left his former employer, he consulted with a lawyer about whether the agreement was legally enforceable. The lawyer advised Wiley that it was doubtful that the agreement could be enforced, so Wiley sent a marketing brochure about his new firm to his former clients. According to the Standards of Practice Handbook, which of the following statements is most accurate with respect to Wiley‘s conduct?

  A. The Standards do not apply to Wiley’s conduct.

  B. The Standards require Wiley to comply with the agreement with his former employer.

  C. Because Wiley relied upon the opinion of legal counsel, he did not violate the Standards.

Correct answer: B

--Demonstrate a thorough knowledge of the Code of Ethics and Standards of Professional Conduct by applying the Code and Standards to specific situations presenting multiple issues of questionable conduct.

A member‘s duty of loyalty to his employer prohibits him from violating any applicable non-compete agreement.


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