Q#

Topic

Max Pts

<=50%

51%-70%

>70%

1

Portfolio Management - Institutional

20

-

*

-

2

Fixed Income Investments

22

-

-

*

3

Equity Investments

19

*

-

-

4

Portfolio Management - Asset Allocation

13

-

-

*

5

Portfolio Management - Monitor&Rebalance

13

-

-

*

6

Portfolio Management - Individual

22

-

-

*

7

Portfolio Management - Individual

17

-

-

*

8

Portfolio Management - Risk Management

20

-

-

*

9

Economics

18

*

-

-

10

Portfolio Management - Indiv/Behavioral

16

-

*

-

Q#

Topic

Max Pts

<=50%

51%-70%

>70%

-

Alternative Investments

18

-

-

*

-

Economics

18

-

-

*

-

Ethical & Professional Standards

36

-

-

*

-

Fixed Income Investments

18

-

-

*

-

Portfolio Management - Asset Allocation

18

-

-

*

-

Portfolio Management - Individual

18

-

-

*

-

Portfolio Management - Institutional

18

-

-

*

-

Portfolio Management - Performance Eval.

18

-

-

*

-

Portfolio Management - Risk Management

18

-

-

*