1、
IOSCO’s Secretary General, “Report on the improvement of cooperation and coordination in the surveillance of securities and futures transactions”, September 1996.
2、Rudiger Von Rosen, “Combatting Securities and Futures Frauds:Experiences and Challenges
in Some Jurisdictions”, IOSCO Tokyo 1994.
3、Pin-Huang Chou,Mei-Chen Lin (2003). The effectiveness of coordinating price limits across
futures and spot markets. Journal of futures markets,6,577-602
4、CME Market Surveillance Guidelines, 1995
5、Charles S. Morris, Coordinating circuit breakers in stock and futures markets, economic
review, (1990),Issue: Mar ,Pages: 35-48
6、Kose&Narayanan,1997 Market Manipulation and the Role of Insider Trading Regulations," (with R. Narayanan), Journal of Business, 1997, Vol. 70, No.2.
非常感谢!