大家好,我是人大大四的一个学生,填CFA报名表时不小心把 Professional Conduct Inquiry 里的两问填成了:YES,结果被告知取消了考试资格。现在我已经回了抗辩的EMAIL,但是感觉成功几率不大。哪位大人也有过类似情况能不能告诉我应该怎样解决啊?如果被取消了资格还退报名费吗?
2. Expulsion: Are you currently, or within the last five years have you been, the subject of disciplinary action by a regulatory organization or judicial court that resulted in a permanent or indefinite suspension from:
(a) participation in the financial services markets OR
(b) association with a financial services institution?
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5. Damage Claims: In the last five years, has your professional conduct, in either a direct or supervisory capacity, been the subject of litigation, arbitration, a complaint, or other claim for damages that was resolved for an amount exceeding $20,000 (US)?
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