Whether a broker help to keep anonymous

googlefinal

1805

收藏 2012-05-16

Hi, guys!

Two pieces of information seems to conflict between each other in the notes:

LOS39.C “this service(the brokered market) is valuable …. When the trader wants to remain anonymous”

LOS39.K “in a need trustworthy agent trading focus, ….the weakness of this strategy is that ….the trader may reveal his trade intentions to the broker, which may not be in the trader’s best interests”

So, if in the exam, the question ask us to choose a trading tactic to keep us from information leakage, whether broker is a right option?

Thanks!

扫码加我拉你入群

请注明：姓名-公司-职位

以便审核进群资格，未注明则拒绝

全部回复

owenhl

2012-5-16 19:32:57

broker is an appropriate option as the broker who represent the sell side will try to lodge a deal for the seller while maintaining the identity confidential.

扫码加我拉你入群

请注明：姓名-公司-职位

以便审核进群资格，未注明则拒绝

xiaohong23

2012-5-17 08:18:11

LOS39.C “this service(the brokered market) is valuable …. When the trader wants to remain anonymous”

This is a broker should be.

LOS39.K “in a need trustworthy agent trading focus, ….the weakness of this strategy is that ….the trader may reveal his trade intentions to the broker, which may not be in the trader’s best interests”

This is a broker might be (i.e. when a broker is dishonest, not play by rules, and probably never learned code of ethic and professional conduct.)

扫码加我拉你入群

请注明：姓名-公司-职位

以便审核进群资格，未注明则拒绝

baoda1998

2013-4-1 15:23:42

this tells us it is better to hire a good broker and try to avoid a bad broker, from an ethical perspective.

扫码加我拉你入群

请注明：姓名-公司-职位

以便审核进群资格，未注明则拒绝

扫码加我 拉你入群

扫码加我 拉你入群

扫码加我 拉你入群

扫码加我 拉你入群

分享

扫码加好友，拉您进群

扫码加我拉你入群

扫码加我拉你入群

扫码加我拉你入群

扫码加我拉你入群