II(A)里Recommended Procedures for Compliance中Proprietary Trading Procedures有如下原文：
A prohibition on all types of proprietary activity when a firm comes into possession of material nonpublic information is not appropriate.
又在Achieve Public Dissemination中要求the member or candidate should make reasonable efforts to achieve public dissemination of the information. ...... must not take investment action or alter current investment recommendations on the basis of the information. ......
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