题目有答案的。

总共的题目数量没有细数过，但是word文档，一共有625页。附详细的题目答案解释。

本人新手，没钱，只能收取一点点费用了，莫怪。

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• CFA模拟试题LEVEL1.doc

下面是一个样题：

Based on AIMR's Standards of Professional Conduct, which of the following statements are a violation of Standard IV(B.6), Prohibition against Misrepresentation?

A)

A young trainee bond trader tells a prospective client that she can assist the client in all the client's investment needs: equity, fixed income, and derivatives and based on her years of experience as an analyst in the business that an investment looks like it has lots of potential.

B)

All of these.

C)

An investment manager recommends to a prospective client, an investment in mortgage IO strips because they are guaranteed by an agency of the federal government.

D)

A broker says XYZ stock is 100% guaranteed to double in value over the next six months.

[此贴子已经被作者于2008-9-8 16:25:57编辑过]