<p>1、在ETHICS NOTES的24页"information from recognized financial and statistical reporting services need not to be cited"中的recognized financial and statistic services&nbsp; 比较完整的理解是什么。</p><p>&nbsp;&nbsp;&nbsp;&nbsp; 在EXAMPLE中，“a member useds definitions he found online for such terms as variance and&nbsp; coefficient of variation in preparing marketing material”的解释是“even though these are standard terms,use the work of others word for word is plagiarism”</p><p>&nbsp;&nbsp;&nbsp; 有点不大理解，那专有名词，从网上找的解释，就不能引用，非得自己重新用语言解释一番么？</p><p></p>

<p>recognized financial and statistic services&nbsp; 比较完整的理解是什么<br/></p><p>1.知名的，就是说非常著名的；</p><p>2.不是自己解释一遍，是说明引用自哪里就可以；</p>

假如作为一个交易员，可以分享客户交易手续费的提成，如果他为了挣取足够多的手续费提成，拼命的交易，也就是传说中期货外汇中的“炒单”，到最后交易员得到的手续费提成比客户盈利还多，算不算不道德呢？还是说，只要比客户盈利少，就是道德的呢？还是说，提前有约定就道德，没有约定就不道德呢？[em09][em09][em09]

<div class="quote"><b>以下是引用<i>just4444u</i>在2009-3-4 10:38:00的发言：</b><br/>假如作为一个交易员，可以分享客户交易手续费的提成，如果他为了挣取足够多的手续费提成，拼命的交易，也就是传说中期货外汇中的“炒单”，到最后交易员得到的手续费提成比客户盈利还多，算不算不道德呢？还是说，只要比客户盈利少，就是道德的呢？还是说，提前有约定就道德，没有约定就不道德呢？[em09][em09][em09]</div><p></p><p>这个行为至少违反了 III duties to clients and prospective clients.&nbsp; </p><p>(A)members and candidates have a duty of loyalty to their clients and must act with reasonalbe care and exercise prudent judgment.Members and Casndidates must act for the benefit of their clients and place their clients' interests before their emploer's or their own interests.</p><p>如果拼命提成，怎么表示你或你公司的利益在客户利益至上呢？</p>

<p>老师,这句话什么意思啊.</p><p>an employee's boss tells him to assume coverage of a stock and maintain a buy rating</p><p>assume coverage of a stock </p><p>这是啥意思呢? 搞不懂了...</p>