R5：Loyalty to Clients,Investment Process & Actions,Trade,Risk Mngm,Compliance, Support,Performance and Evaluation,Disclosures
R10:Progressive tax rate, Deferred CG tax, Cost basis, Wealth tax, Blended tax, RAE, TAE, TDA, TEA, Tax loss harvesting/HIFO
R11：Forced Heirship, Community Property Right, Core Capital,  Trust, Life Insurance, Credit/Exemption/Deduction Method
R16：Survivorship bias Appraisal (smooth) data,Data-mining bias, Time-period bias,Fixed-income premium,Singer-Terhaar model,Bond-yield-plus-risk-premium,Grinold-Kroner Model,Taylor rule,Emerging marke
R17：Cobb-Douglas,top-down and bottom-up,H-model, GGM,Fed,Yardeni,P/10,Tobin’
R18：ALM/AO approach,TIPS,In-between portfolio,international asset,Optimization Approaches ,SAA ,TAA
R23：Leverage effect on portfolio return/duration,Repo,Duration management ,Breakeven spread analysis
R24：Passive, active, semi-active strategy,Price-/Value-/Equal-weighted index,full replication, stratified sampling,,optimization,return-based, holding-based,Core-satellite strategy ,Alpha & Beta Separation,Fee Structur
R27：ERM,VAR,risk exposures,Stress testing,Risk budgeting,credit risk
R28：Covered call,Protective put,Bull call spread,Bear put spread,Straddle,Butterfly spread,Collars,Interest Rate,Calls ,Interest Rate Puts ,Interest Rate Collar.Delta hedging,Gamma hedging
R29：Swap duration ,Swaptio
R30：Market order/Limit order,Effective spread,VWAP,Implementation Shortfall,Information/value/liquidity-motivated trader
R32：TVRR,MVRR,LIRR,Benchmark,Macro Attribution,Micro Attribution,Fixed-income Attribution,Fundamental Factor Model Attribution,Type I & II Error

2015年3月

金多多教育CFA教学研究中心宋老师、傅老师整编